("Prudential Brokerage", "we", "our"). Please note that this statement may be amended from time to time without prior notice. You are advised to check
for the latest version on a regular basis.
- When you access our services via internet, we will record your visit and IP address. Cookies are used during your visit. You may have or may
in future be requested to supply personal information from time to time to Prudential Brokerage Limited relating to yourself, and in the carrying
out of transactions contemplated under the Client's Account Agreement, further information shall or may be collected by Prudential Brokerage Limited
(all such information is referred to as "data" in this appendix).
- A request for data when accessing our services or otherwise shall oblige the user to complete the same, and any failure so to do
may result in Prudential Brokerage Limited by bring unable to open or continue the Account or unable to effect transactions under the Account.
- Prudential Brokerage Limited may provide data received from you to the following persons:-
(i) any other subsidiaries of Prudential Brokerage Limited;
(ii) any nominees in whose name Securities or other assets may be registered;
(iii) any contractor, agent or service provider which provides administrative, data financial, computer, telecommunication, payment or Securities
clearing, financial, professional or other services to Prudential Brokerage Limited or to any other subsidiaries of Prudential Brokerage
Limited or to any other person to whom data is passed;
(iv) any person with whom Prudential Brokerage Limited enter into or propose to enter into transaction on his behalf or account, or persons
representing the same;
(v) any assignee, transferee, participant, sub-participant, delegate, successor or person to whom this Agreement is novated; and
(vi) governmental, regulatory or other bodies or institutions, whether as required by law, regulations applicable to any subsidiary of Prudential
Brokerage Limited, or otherwise.
- The purposes for which the data provided by you from time to time may be used are:-
(i) giving effect to his orders relating to transactions or otherwise, and carrying out his instructions;
(ii) providing services in connection with the Account, whether the services are provided by or through, any subsidiary of Prudential Brokerage
Limited or any other person;
(iii) conducting credit enquiries or checks on him and ascertaining his financial situation and investment objectives, and enabling or assisting any
other person to do so;
(iv) collection of amounts due, enforcement of security, charge or other rights and interests in favour of any subsidiary of Prudential Brokerage
(v) marketing existing and future services or products, of any subsidiary of Prudential Brokerage Limited;
(vi) forming part of the records of the persons or subsidiary of Prudential Brokerage Limited to whom the data may be passed;
(vii) observing any legal, regulatory or other requirements to which any subsidiary of Prudential Brokerage Limited or any other persons may be
(viii) other purposes related or incidental to any one or more of the above.
- You may request a copy of such data. You also understand that you may request the correction of the data. Any such request may be
addressed to Prudential Brokerage Limited.
- Any subsidiary of Prudential Brokerage Limited may use the data and supply his with information about other services or products of any
subsidiary of Prudential Brokerage Limited. If you request, without charge to you, any subsidiary of Prudential Brokerage Limited to
cease to use the data for such purpose, and if you so inform Prudential Brokerage Limited in writing, the data shall be ceased to be so